SECOND YEAR COURSE AUTUMN

PERCEPTION
Hearing Lecture notes (1): Introductory Hearing

1. What is hearing for ?

* (i) Indicate direction of sound sources (better than eyes since omni-directional, no eye-lids; but poorer resolution of direction).

* (ii) Recognise the identity and content of a sound source (such as speech or music or a car).

* (iii) Give information on the nature of the environment via echoes, reverberation (normal room, cathedral, open field).

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2. Waveforms and Frequency Analysis

Sound is a change in the pressure of the air. The waveform of any sound shows how the pressure changes over time. The eardrum moves in response to changes in pressure.

Any waveform shape can be produced by adding together sine waves of appropriate frequencies and amplitudes. The amplitudes (and phases) of the sine waves give the spectrum of the sound. The spectrum of a sine wave is a single point at the frequency of the sine wave. The spectrum of white noise is a line covering all frequencies.

The cochlea breaks the waveform at the ear down into its component sine waves - frequency analysis. Hair cells in the cochlea respond to these component frequencies. This process of frequency analysis is impaired in sensori-neural hearing loss. It cannot be compensated for by a conventional hearing aid.

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3. Why does the auditory system analyse sound by frequency ?

Some animals do not analyse sound by frequency, but simply transmit the pressure waveform at the ear directly. We could do this by having hair cells on the eardrum. But instead we have an elaborate system to analyse sound into its frequency components. We do this because, since almost all sounds are structured in frequency, we can detect them, especially in the presence of other sounds, more easily by "looking" at the spectrum than at the waveform.

In the six panels below, the left-hand column shows plots of the waveform of a sound - the way that pressure changes over time. The right-hand column shows the spectrum of the sound - how much of each sine-wave you have to add together in order to make that particular waveform.

The upper panel is a sine wave tone with a frequency of 1000 Hz. A sine wave has energy at just one frequency, so the spectrum is just one point.

waveform ----------------------------------spectrum


The middle panel is white noise (like the sound of a waterfall). White noise has equal energy at all frequencies, so the spectrum is a horizontal line.

The lower panel is the sine tone added to the noise. The spectrum of the sum is just the sum of the spectra of the two components.

Notice that you can see the tone very easily in the spectrum, but it is completely obscured by the noise in the waveform.


Click on the icon to hear Noise then Noise+Tone twice

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4. Sine waves

A sine wave has three properties which appear in the basic equation:

p(t) = a* sin(2 pi ft +phase)

(i) frequency (f) - measured in Hertz (Hz), cycles per second.
Click on the icon to hear a 500 Hz , a 1000 Hz and a 4000 Hz sine wave

(ii) amplitude (a) - is a measure of the pressure change of a sound. It is usually measured in decibels (dB) relative to another sound; the dB scale is a logarithmic scale : if we have two sounds p1 and p2, then p1 is 20*log10(p1/p2) dB greater than p2. Doubling pressure (amplitude) gives on increase of 6dB: 20 * log10(2/1) = 20 * 0.3 = 6.

Amplitude squared is proportional to the energy, or level, or intensity (I) of a sound. The decibel difference between two sounds can also be expressed in terms of intensity changes: 10*log10(I1/I2). Doubling intensity gives an increase of 3dB (10 * 0.3). The just noticeable difference (jnd) in intensity between two sounds is about 1dB.

(iii) phase (phase) - measured in degrees or radians, indicates the relative time of a wave.

The sine wave shown above has an amplitude of 1, a frequency of 1000 Hz, and it starts in zero sine phase, phase = 0.

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5. Complex periodic sounds

A sound which has more than one (sine-wave) frequency component is a complex sound. A periodic sound is one which repeats itself at regular intervals. A sine wave is a simple periodic sound. Musical instruments or the voice produce complex periodic sounds. They have a spectrum consisting of a series of harmonics. Each harmonic is a sine wave that has a frequency that is an integer multiple of the fundamental frequency.

For example, the note 'A' played by the oboe to tune the orchestra has a fundamental frequency of 440 Hz, giving harmonics at 440, 880, 1320, 1760, 2200, 2640, etc. If the oboe played a higher pitch, the fundamental frequency (and so all the harmonic frequencies of the note would be higher. The period of a complex sound is 1/fundamental frequency (in this case 1/440 = 0.0023s = 2.3ms). A different instrument, with a different timbre, playing the same pitch as the oboe, would have harmonics at the same frequencies, but the harmonics would have different relative amplitudes. The overall timbre of a natural instrument is partly deptermined by the relative amplitudes of the harmonics, but the attack of the note is also important. Different harmonics start at different times in different instruments, and the rate at which they start also differs markedly across instruments. Cheap synthesisers cannot imitate the attack, and so they do not make very lifelike sounds. Expensive synthesisers (like Yamaha's Clavinova) store the whole note including the attack and so sound very realistic.

Here is one second of the waveform and also the spectrum of a complex periodic sound consisting of the first four harmonics of a fundamental of 100 Hz. Notice that there are 100 cycles of the waveform in 1s, and all the frequency components are integer multiples of 100 Hz.


Here is a sound with the same period, but a different timbre. Notice that the waveform has a different shape, but the same period. The change in timbre is produced by making the higher harmonics lower in amplitude.

We can also change the shape of the waveform by changing the relative phase of the different frequencies. In this example four components were all in sine phase, in the next example the odd harmonics are in sine phase and the even in cosine phase. This change produces very little change in timbre.

Click on the icon to hear these three sounds in order
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6. Linearity

Most studies of the auditory system have used sine waves. If we know how a system responds to sine waves, then we can predict exactly how it will behave to complex waves (which are made up of sine waves), provided that the system is linear.

* The output of a linear system to the sum of two inputs, is equal to the sum of its outputs to the two inputs separately.

* Equivalently, if you double the input to a linear system, then you double the output.

* A linear system can only output frequencies that are present on the input, non-linear systems always add extra frequency components.

The filters we describe below are linear. The auditory system is only linear to a first approximation.

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7. Filters

A filter lets through some frequencies but not others. A treble control acts as a low-pass filter, letting less of the high frequencies through as you turn the treble down. A bass control acts as a high-pass filter, letting less of the low frequencies through as you turn the bass down. A band-pass filter only lets through frequencies that fall within some range. A slider on a graphic equalizer controls the output level of a band-pass filter. In analysing sound into its frequency components, the ear acts like a set of band-pass filters.

We can represent the action of a filter with a diagram like a spectrum which shows by how much each frequency is attenuated (or reduced in amplitude) when it passes through the filter.

Input sound

Filter

Output sound

Click on the icon to hear the unfiltered and the filtered sounds

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8. Resonance

A resonant system acts like a band-pass filter, responding to a narrow range of frequencies. Examples are: a tuning fork, a string of a harp or piano, a swing. Helmholtz was almost right in thinking that the ear consisted of a series of resonators - like a grand-piano with the sustaining pedal held down. Here is what happens when a complex sound is passed through a sharply- tuned band-pass filter. Notice that a complex wave goes in, but a sine wave comes out. Each part of the basilar membrane acts like a band-pass filter tuned to a different frequency.

Input sound




Filter

Output sound


Click on the icon to hear the unfiltered and the filtered sounds twice

What you should know.


If you do not understand any of the terms or diagrams, first try asking someone else in the class who you think might.

If you still don't, then ask me either in a lecture, after a lecture or in my office.

Chris Darwin

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